Our Promise

Mutual Responsibilities


Working together is essential to effective financial planning. To this end, we both need to make your financial strategies a priority. We will agree to keep each other informed of any new developments that might affect these strategies. And we will agree to take the time to regularly review your Personal Financial Life Plan. We will both be honest and forthcoming about your financial situation. We will work to develop mutual trust, respect, and understanding.


What We Expect

Effective communication and mutual respect are essential to a successful partnership, so we expect:

  • Trust
  • Respect
  • Honesty
  • Complete Disclosure
  • Sincerity
  • Commitment

We expect you to understand that our recommendations are always based on your best interest. As our client, you need to know that all investment, tax, estate and insurance advice will be based on the information you provide to us. We expect you to participate willingly in the financial planning process. We want to be the first people you come to with any questions about your financial situation, and we want you to trust us to help you move beyond these concerns. Finally, since the growth of our business is achieved through qualified personal recommendations, we expect you to give us an honest opinion of our services and to introduce our services to others.


What You Can Expect

You can trust that we will consistently and responsibly perform all requested services and that we will be available when you need us.

We will:  

  • Treat you with respect, honesty and dignity
  • Act as your agent, putting your interests first
  • Offer not just financial planning, but comprehensive life planning
  • Strive to acquire a complete and accurate understanding of your goals, assess your tolerance for investment risk and know your time frame to achieve your objectives
  • Explain, as clearly as possible, the implications of the strategies we propose
  • Regularly update you by email, mail and phone
  • Meet with you at least annually to review your Personal Financial Life Plan